Baszucki David's Form 4 filing
Roblox Corp (RBLX) · filed Aug 24, 2022
- Accession no.
- 0001315098-22-000139
- Filed
- Aug 24, 2022, 8:57 PM ET
- Trade date
- Aug 23-24, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions and 1 derivative transaction. Open-market sales total $26.9M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Baszucki DavidCIK 0001834991 | Director, Officer (President & CEO), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 23, 2022 | Class A Common Stock | GGiftDisposed | −100,000 | $0.00 | $0 | 1,212,500 | Indirect | |
| Aug 23, 2022 | Class A Common Stock | GGiftAcquired | +100,000 | $0.00 | $0 | 100,000 | Indirect | |
| Aug 23, 2022 | Class A Common Stock | SSaleDisposed | −100,000 | $41.41 | −$4,141,070 | 0 | Indirect | |
| Aug 23, 2022 | Class A Common Stock | MOption exerciseAcquired | +550,000 | $0.0759 | +$41,745 | 550,001 | Direct | |
| Aug 23, 2022 | Class A Common Stock | SSaleDisposed | −550,000 | $41.41 | −$22,775,885 | 1 | Direct | |
| Aug 24, 2022 | Class A Common Stock | GGiftDisposed | −16,000 | $0.00 | $0 | 1,196,500 | Indirect | |
| Aug 24, 2022 | Class A Common Stock | GGiftAcquired | +8,000 | $0.00 | $0 | 383,000 | Indirect | |
| Aug 24, 2022 | Class A Common Stock | GGiftAcquired | +8,000 | $0.00 | $0 | 758,000 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 23, 2022 | Class A Common Stock | MOption exerciseDisposed | −550,000 | $0.0759 | −$41,745 | 4,734,730 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.