Tolley Brett's Form 4/A amendment
AmendedRoblox Corp (RBLX) · filed Jan 31, 2022
- Accession no.
- 0001315098-22-000012
- Filed
- Jan 31, 2022
- Trade date
- Aug 23, 2021
- Filing delay
- 161 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Aug 23, 2021
This filing lists 5 non-derivative transactions. Open-market sales total $25.3K. It was filed 161 days after the trade.
This amendment replaces 0001209191-21-053405 (filed Aug 25, 2021).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Tolley BrettCIK 0001835039 | Officer (Principal Accounting Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 23, 2021 | Class A Common Stock | SSaleDisposed | −100 | $81.52F3 | −$8,152 | 34,695 | Direct | |
| Aug 23, 2021 | Class A Common Stock | SSaleDisposed | −27 | $82.15F5 | −$2,218.05 | 34,668 | Direct | |
| Aug 23, 2021 | Class A Common Stock | SSaleDisposed | −42 | $83.76F6 | −$3,517.92 | 34,626 | Direct | |
| Aug 23, 2021 | Class A Common Stock | SSaleDisposed | −113 | $84.79F7 | −$9,581.27 | 34,513 | Direct | |
| Aug 23, 2021 | Class A Common Stock | SSaleDisposed | −22 | $85.06F8 | −$1,871.32 | 34,491 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents the number of shares sold to cover the statutory tax withholding obligations in connection with the vesting of Restricted Stock Units (RSUs). This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell-to-cover" transaction and does not represent a discretionary sale by the Reporting Person.
- F2
This Form 4 is being amended to reflect the correct number of shares sold in this transaction.
- F3
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $80.92 to $81.91, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F4
A portion of these securities are RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.
- F5
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $81.92 to $82.90, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $83.03 to $84.02, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $84.03 to $85.02, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $85.03 to $85.12, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.