Donato Craig's Form 4/A amendment
AmendedRoblox Corp (RBLX) · filed Jan 19, 2022
- Accession no.
- 0001315098-22-000010
- Filed
- Jan 19, 2022
- Trade date
- Jan 14, 2022
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Jan 19, 2022
This filing lists 5 non-derivative transactions. Open-market sales total $3.39M. It was filed 5 days after the trade.
This amendment replaces 0001315098-22-000008 (filed Jan 19, 2022).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Donato CraigCIK 0001834992 | Officer (Chief Business Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 14, 2022 | Class A Common Stock | SSaleDisposed | −12,500 | $80.06F3 | −$1,000,750 | 1,123,097 | Direct | |
| Jan 14, 2022 | Class A Common Stock | SSaleDisposed | −5,857 | $78.22F5 | −$458,134.54 | 74,143 | Indirect | |
| Jan 14, 2022 | Class A Common Stock | SSaleDisposed | −6,073 | $78.99F7 | −$479,706.27 | 68,070 | Indirect | |
| Jan 14, 2022 | Class A Common Stock | SSaleDisposed | −16,570 | $80.01F8 | −$1,325,765.7 | 51,500 | Indirect | |
| Jan 14, 2022 | Class A Common Stock | SSaleDisposed | −1,500 | $81.03F9 | −$121,545 | 50,000 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This Form 4 is being amended to reflect the correct transaction date of 1/14/2021.
- F2
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on March 23, 2021.
- F3
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $80.00 to $80.38, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F4
A portion of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.
- F5
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $77.57 to $78.56, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F6
These shares are held directly by the Donato Generation Skipping Trust dtd 09/04/2020 for which the reporting person and his spouse serve as trustees. The reporting person may be deemed to have beneficial ownership of the securities held by the Trust.
- F7
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $78.57 to $79.55, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $79.57 to $80.37, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F9
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $80.58 to $81.57, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.