Skip to main content

Guthrie Michael's Form 4 filing

Roblox Corp (RBLX) · filed Nov 24, 2021

Accession no.
0001315098-21-000065
Filed
Nov 24, 2021
Trade date
Nov 22-23, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 17 non-derivative transactions. Open-market sales total $4.60M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Guthrie MichaelCIK 0001607880Officer (Chief Financial Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 22, 2021Class A Common StockSSaleDisposed−7,406$128.59F2−$952,337.54102,769Direct
Nov 22, 2021Class A Common StockSSaleDisposed−5,581$129.43F4−$722,348.8397,188Direct
Nov 22, 2021Class A Common StockSSaleDisposed−3,609$130.36F5−$470,469.2493,579Direct
Nov 22, 2021Class A Common StockSSaleDisposed−700$131.40F6−$91,98092,879Direct
Nov 22, 2021Class A Common StockSSaleDisposed−2,900$133.01F7−$385,72989,979Direct
Nov 22, 2021Class A Common StockSSaleDisposed−818$133.80F8−$109,448.489,161Direct
Nov 22, 2021Class A Common StockSSaleDisposed−600$135.11F9−$81,06688,561Direct
Nov 22, 2021Class A Common StockSSaleDisposed−2,035$136.14F10−$277,044.986,526Direct
Nov 22, 2021Class A Common StockSSaleDisposed−3,484$137.00F11−$477,30883,042Direct
Nov 22, 2021Class A Common StockSSaleDisposed−3,699$137.96F12−$510,314.0479,343Direct
Nov 22, 2021Class A Common StockSSaleDisposed−1,934$138.90F13−$268,632.677,409Direct
Nov 23, 2021Class A Common StockSSaleDisposed−200$113.94F14−$22,78877,209Direct
Nov 23, 2021Class A Common StockSSaleDisposed−408$114.89F15−$46,875.1276,801Direct
Nov 23, 2021Class A Common StockSSaleDisposed−917$116.09F16−$106,454.5375,884Direct
Nov 23, 2021Class A Common StockSSaleDisposed−486$117.38F17−$57,046.6875,398Direct
Nov 23, 2021Class A Common StockSSaleDisposed−100$118.71−$11,87175,298Direct
Nov 23, 2021Class A Common StockSSaleDisposed−100$120.14F18−$12,01475,198Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $128.01 to $129.00, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F4

The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $129.01 to $129.97, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F5

The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $130.04 to $131.01, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F6

The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $131.04 to $131.63, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F7

The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $132.50 to $133.46, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F8

The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $133.50 to $134.06, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F9

The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $134.50 to $135.49, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F10

The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $135.50 to $136.48, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F11

The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $136.50 to $137.48, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F12

The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $137.50 to $138.19, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F13

The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $138.50 to $139.06, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F14

The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $113.44 to $114.43, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F15

The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $114.57 to $115.305, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F16

The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $115.62 to $116.60, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F17

The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $116.96 to $117.77, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F18

The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $119.875 to $120.54, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

Remarks

This Form 4 is the second of two Forms 4 being filed by the Reporting Person relating to the same event.

Read the full filing on SEC EDGAR (opens in a new tab)