Guthrie Michael's Form 4 filing
Roblox Corp (RBLX) · filed Nov 24, 2021
- Accession no.
- 0001315098-21-000063
- Filed
- Nov 24, 2021
- Trade date
- Nov 22, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 30 non-derivative transactions and 1 derivative transaction. Open-market sales total $11.5M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Guthrie MichaelCIK 0001607880 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 22, 2021 | Class A Common Stock | SSaleDisposed | −56 | $118.19F2 | −$6,618.64 | 80,569 | Direct | |
| Nov 22, 2021 | Class A Common Stock | SSaleDisposed | −42 | $119.25F4 | −$5,008.5 | 80,527 | Direct | |
| Nov 22, 2021 | Class A Common Stock | SSaleDisposed | −132 | $120.27F5 | −$15,875.64 | 80,395 | Direct | |
| Nov 22, 2021 | Class A Common Stock | SSaleDisposed | −199 | $121.25F6 | −$24,128.75 | 80,196 | Direct | |
| Nov 22, 2021 | Class A Common Stock | SSaleDisposed | −1,121 | $122.29F7 | −$137,087.09 | 79,075 | Direct | |
| Nov 22, 2021 | Class A Common Stock | SSaleDisposed | −536 | $123.16F8 | −$66,013.76 | 78,539 | Direct | |
| Nov 22, 2021 | Class A Common Stock | SSaleDisposed | −287 | $124.01F8 | −$35,590.87 | 78,252 | Direct | |
| Nov 22, 2021 | Class A Common Stock | SSaleDisposed | −72 | $125.02F9 | −$9,001.44 | 78,180 | Direct | |
| Nov 22, 2021 | Class A Common Stock | SSaleDisposed | −96 | $126.42F10 | −$12,136.32 | 78,084 | Direct | |
| Nov 22, 2021 | Class A Common Stock | SSaleDisposed | −139 | $127.44F11 | −$17,714.16 | 77,945 | Direct | |
| Nov 22, 2021 | Class A Common Stock | SSaleDisposed | −203 | $128.48F12 | −$26,081.44 | 77,742 | Direct | |
| Nov 22, 2021 | Class A Common Stock | SSaleDisposed | −117 | $129.34F13 | −$15,132.78 | 77,625 | Direct | |
| Nov 22, 2021 | Class A Common Stock | SSaleDisposed | −74 | $130.29F14 | −$9,641.46 | 77,551 | Direct | |
| Nov 22, 2021 | Class A Common Stock | SSaleDisposed | −28 | $131.26F15 | −$3,675.28 | 77,523 | Direct | |
| Nov 22, 2021 | Class A Common Stock | SSaleDisposed | −23 | $132.61F16 | −$3,050.03 | 77,500 | Direct | |
| Nov 22, 2021 | Class A Common Stock | SSaleDisposed | −40 | $133.50F17 | −$5,340 | 77,460 | Direct | |
| Nov 22, 2021 | Class A Common Stock | SSaleDisposed | −16 | $134.43F18 | −$2,150.88 | 77,444 | Direct | |
| Nov 22, 2021 | Class A Common Stock | SSaleDisposed | −29 | $135.67F19 | −$3,934.43 | 77,415 | Direct | |
| Nov 22, 2021 | Class A Common Stock | SSaleDisposed | −6 | $136.62 | −$819.72 | 77,409 | Direct | |
| Nov 22, 2021 | Class A Common Stock | MOption exerciseAcquired | +123,200 | $0.53 | +$65,296 | 200,609 | Direct | |
| Nov 22, 2021 | Class A Common Stock | SSaleDisposed | −2,868 | $118.19F21 | −$338,968.92 | 197,741 | Direct | |
| Nov 22, 2021 | Class A Common Stock | SSaleDisposed | −2,605 | $119.41F22 | −$311,063.05 | 195,136 | Direct | |
| Nov 22, 2021 | Class A Common Stock | SSaleDisposed | −9,862 | $120.29F23 | −$1,186,299.98 | 185,274 | Direct | |
| Nov 22, 2021 | Class A Common Stock | SSaleDisposed | −8,689 | $121.50F24 | −$1,055,713.5 | 176,585 | Direct | |
| Nov 22, 2021 | Class A Common Stock | SSaleDisposed | −26,641 | $122.43F25 | −$3,261,657.63 | 149,944 | Direct | |
| Nov 22, 2021 | Class A Common Stock | SSaleDisposed | −16,156 | $123.40F26 | −$1,993,650.4 | 133,788 | Direct | |
| Nov 22, 2021 | Class A Common Stock | SSaleDisposed | −9,229 | $124.38F27 | −$1,147,903.02 | 124,559 | Direct | |
| Nov 22, 2021 | Class A Common Stock | SSaleDisposed | −2,559 | $125.30F28 | −$320,642.7 | 122,000 | Direct | |
| Nov 22, 2021 | Class A Common Stock | SSaleDisposed | −3,869 | $126.46F29 | −$489,273.74 | 118,131 | Direct | |
| Nov 22, 2021 | Class A Common Stock | SSaleDisposed | −7,956 | $127.57F30 | −$1,014,946.92 | 110,175 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 22, 2021 | Class A Common Stock | MOption exerciseDisposed | −123,200 | $0.53 | −$65,296 | 1,777,390 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $117.67 to $118.63, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $118.68 to $119.60, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $119.68 to $120.67, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $120.70 to $121.69, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $121.70 to $122.69, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $123.70 to $124.69, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 2 transactions in Table I.
- F9
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $124.70 to $125.67, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F10
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $125.85 to $126.83, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F11
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $126.94 to $127.92, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F12
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $127.94 to $128.93, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F13
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $128.94 to $129.90, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F14
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $129.94 to $130.91, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F15
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $130.95 to $131.80, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F16
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $132.18 to $133.03, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F17
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $133.19 to $133.98, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F18
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $134.23 to $134.50, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F19
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $135.39 to $136.30, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F21
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $117.71 to $118.66, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F22
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $118.84 to $119.75, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F23
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $119.915 to $120.87, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F24
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $120.92 to $121.91, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F25
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $121.93 to $122.925, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F26
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $122.93 to $123.92, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F27
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $123.93 to $124.91, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F28
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $124.95 to $125.80, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F29
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $126.01 to $127.00, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F30
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $127.01 to $128.00, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
Remarks
This Form 4 is the first of two Forms 4 being filed by the Reporting Person relating to the same event.