Messing Barbara's Form 4 filing
Roblox Corp (RBLX) · filed Nov 17, 2021
- Accession no.
- 0001315098-21-000051
- Filed
- Nov 17, 2021
- Trade date
- Nov 15-17, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $9.99M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Messing BarbaraCIK 0001615151 | Officer (CMKtg & People Exper Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2021 | Class A Common Stock | MOption exerciseAcquired | +20,000 | $5.21 | +$104,200 | 20,359 | Direct | |
| Nov 15, 2021 | Class A Common Stock | SSaleDisposed | −20,000 | $110.00 | −$2,200,000 | 359 | Direct | |
| Nov 16, 2021 | Class A Common Stock | MOption exerciseAcquired | +20,000 | $5.21 | +$104,200 | 20,359 | Direct | |
| Nov 16, 2021 | Class A Common Stock | SSaleDisposed | −20,000 | $115.00 | −$2,300,000 | 359 | Direct | |
| Nov 17, 2021 | Class A Common Stock | MOption exerciseAcquired | +43,958 | $5.21 | +$229,021.18 | 44,317 | Direct | |
| Nov 17, 2021 | Class A Common Stock | SSaleDisposed | −43,958 | $125.00 | −$5,494,750 | 359 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2021 | Class A Common Stock | MOption exerciseDisposed | −20,000 | $5.21 | −$104,200 | 535,000 | Direct | |
| Nov 16, 2021 | Class A Common Stock | MOption exerciseDisposed | −20,000 | $5.21 | −$104,200 | 515,000 | Direct | |
| Nov 17, 2021 | Class A Common Stock | MOption exerciseDisposed | −43,958 | $5.21 | −$229,021.18 | 471,042 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.