Tolley Brett's Form 4 filing
Roblox Corp (RBLX) · filed Oct 25, 2021
- Accession no.
- 0001315098-21-000020
- Filed
- Oct 25, 2021
- Trade date
- Oct 21, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 2 derivative transactions. Open-market sales total $86.9K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Tolley BrettCIK 0001835039 | Officer (Principal Accounting Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 21, 2021 | Class A Common Stock | MOption exerciseAcquired | +1,047 | $5.21 | +$5,454.87 | 34,850 | Direct | |
| Oct 21, 2021 | Class A Common Stock | SSaleDisposed | −1,047 | $83.00 | −$86,901 | 33,803 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 21, 2021 | Class A Common Stock | MOption exerciseDisposed | −239 | $5.21 | −$1,245.19 | 10,290 | Direct | |
| Oct 21, 2021 | Class A Common Stock | MOption exerciseDisposed | −808 | $5.21 | −$4,209.68 | 35,175 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.