Frank Dennis S's Form 4 filing
Silvergate Capital Corp (SICP) · filed Nov 9, 2021
- Accession no.
- 0001312109-21-000267
- Filed
- Nov 9, 2021
- Trade date
- Nov 8, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions. Open-market sales total $5.50M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Frank Dennis SCIK 0001057832 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 8, 2021 | Class A Common Stock | SSaleDisposed | −3,563 | $217.35F1 | −$774,418.05 | 71,437 | Direct | |
| Nov 8, 2021 | Class A Common Stock | SSaleDisposed | −2,206 | $218.57F2 | −$482,165.42 | 69,231 | Direct | |
| Nov 8, 2021 | Class A Common Stock | SSaleDisposed | −5,642 | $219.67F3 | −$1,239,378.14 | 63,589 | Direct | |
| Nov 8, 2021 | Class A Common Stock | SSaleDisposed | −11,177 | $220.73F4 | −$2,467,099.21 | 52,412 | Direct | |
| Nov 8, 2021 | Class A Common Stock | SSaleDisposed | −2,412 | $221.36F5 | −$533,920.32 | 50,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $217.00 to $218.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $218.02 to $219.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $219.14 to $220.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $220.15 to $221.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $221.15 to $222.06. The price reported above reflects the weighted average sale [or purchase] price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.