Dircks Thomas C's Form 4 filing
Silvergate Capital Corp (SICP) · filed Oct 22, 2021
- Accession no.
- 0001312109-21-000235
- Filed
- Oct 22, 2021
- Trade date
- Oct 21, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 14 non-derivative transactions. Open-market sales total $7.51M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Dircks Thomas CCIK 0001035123 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 21, 2021 | Class A Common Stock | SSaleDisposed | −900 | $144.47F1 | −$130,023 | 65,000 | Indirect | |
| Oct 21, 2021 | Class A Common Stock | SSaleDisposed | −1,300 | $145.69F2 | −$189,397 | 63,700 | Indirect | |
| Oct 21, 2021 | Class A Common Stock | SSaleDisposed | −414 | $147.33F3 | −$60,994.62 | 63,286 | Indirect | |
| Oct 21, 2021 | Class A Common Stock | SSaleDisposed | −500 | $148.74F4 | −$74,370 | 62,786 | Indirect | |
| Oct 21, 2021 | Class A Common Stock | SSaleDisposed | −17,201 | $149.95F5 | −$2,579,289.95 | 45,585 | Indirect | |
| Oct 21, 2021 | Class A Common Stock | SSaleDisposed | −4,585 | $150.94F6 | −$692,059.9 | 41,000 | Indirect | |
| Oct 21, 2021 | Class A Common Stock | SSaleDisposed | −100 | $151.30 | −$15,130 | 40,900 | Indirect | |
| Oct 21, 2021 | Class A Common Stock | SSaleDisposed | −200 | $144.29F7 | −$28,858 | 46,099 | Indirect | |
| Oct 21, 2021 | Class A Common Stock | SSaleDisposed | −300 | $145.70F8 | −$43,710 | 45,799 | Indirect | |
| Oct 21, 2021 | Class A Common Stock | SSaleDisposed | −100 | $147.32 | −$14,732 | 45,699 | Indirect | |
| Oct 21, 2021 | Class A Common Stock | SSaleDisposed | −2,550 | $149.97F9 | −$382,423.5 | 43,149 | Indirect | |
| Oct 21, 2021 | Class A Common Stock | SSaleDisposed | −4,350 | $150.36F10 | −$654,066 | 38,799 | Indirect | |
| Oct 21, 2021 | Class A Common Stock | SSaleDisposed | −10,000 | $151.80F11 | −$1,518,000 | 28,799 | Indirect | |
| Oct 21, 2021 | Class A Common Stock | SSaleDisposed | −7,500 | $149.68F12 | −$1,122,600 | 15,683 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $144.25 to $145.17. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $145.31 to $146.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $147.03 to $147.63. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $148.15 to $149.14. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $149.30 to $150.23. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $150.25 to $151.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $144.24 to $144.33. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $145.48 to $146.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $149.14 to $150.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades at prices ranging from $150.345 to $151.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
This transaction was executed in multiple trades at prices ranging from $151.60 to $152.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F12
This transaction was executed in multiple trades at prices ranging from $149.00 to $150.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.