Frank Dennis S's Form 4 filing
Silvergate Capital Corp (SICP) · filed Sep 10, 2021
- Accession no.
- 0001312109-21-000208
- Filed
- Sep 10, 2021
- Trade date
- Sep 9, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions. Open-market sales total $1.10M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Frank Dennis SCIK 0001057832 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 9, 2021 | Class A Common Stock | SSaleDisposed | −1,476 | $113.44F1 | −$167,437.44 | 123,524 | Direct | |
| Sep 9, 2021 | Class A Common Stock | SSaleDisposed | −1,704 | $114.24F2 | −$194,664.96 | 121,820 | Direct | |
| Sep 9, 2021 | Class A Common Stock | SSaleDisposed | −3,864 | $115.50F3 | −$446,292 | 117,956 | Direct | |
| Sep 9, 2021 | Class A Common Stock | DReturned to the companyDisposed | −15,425 | $116.33F4 | −$1,794,390.25 | 102,531 | Direct | |
| Sep 9, 2021 | Class A Common Stock | SSaleDisposed | −2,531 | $117.10F5 | −$296,380.1 | 100,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $112.82 to $113.79. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $113.83 to $114.82. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $114.83 to $115.82. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $115.85 to $116.84. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $116.85 to $117.53. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.