Frank Dennis S's Form 4 filing
Silvergate Capital Corp (SICP) · filed Aug 13, 2021
- Accession no.
- 0001312109-21-000198
- Filed
- Aug 13, 2021
- Trade date
- Aug 12, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market sales total $1.15M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Frank Dennis SCIK 0001057832 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 12, 2021 | Class A Common Stock | SSaleDisposed | −6,261 | $114.17F1 | −$714,818.37 | 152,429 | Direct | |
| Aug 12, 2021 | Class A Common Stock | SSaleDisposed | −3,239 | $115.58F2 | −$374,363.62 | 149,190 | Direct | |
| Aug 12, 2021 | Class A Common Stock | SSaleDisposed | −400 | $116.08 | −$46,432 | 148,790 | Direct | |
| Aug 12, 2021 | Class A Common Stock | SSaleDisposed | −100 | $116.09 | −$11,609 | 148,690 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $114.00 to $114.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $115.06 to $116.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.