Santi Ernest Scott's Form 4 filing
Illinois Tool Works Inc (ITW) · filed Feb 6, 2024
- Accession no.
- 0001307581-24-000003
- Filed
- Feb 6, 2024
- Trade date
- Feb 2, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions. Open-market sales total $12.7M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Santi Ernest ScottCIK 0001307581 | Director, Officer (Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 2, 2024 | Common Stock | MOption exerciseAcquired | +50,000 | $128.00 | +$6,400,000 | 271,015 | Direct | |
| Feb 2, 2024 | Common Stock | SSaleDisposed | −9,961 | $253.70F1 | −$2,527,105.7 | 261,054 | Direct | |
| Feb 2, 2024 | Common Stock | SSaleDisposed | −17,335 | $254.35F2 | −$4,409,157.25 | 243,719 | Direct | |
| Feb 2, 2024 | Common Stock | SSaleDisposed | −20,331 | $255.64F3 | −$5,197,416.84 | 223,388 | Direct | |
| Feb 2, 2024 | Common Stock | SSaleDisposed | −2,373 | $256.13F4 | −$607,796.49 | 221,015 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed at multiple prices ranging from $253.03 to $254.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed at multiple prices ranging from $254.03 to $255.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed at multiple prices ranging from $255.03 to $256.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed at multiple prices ranging from $256.03 to $256.47. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.