Santi Ernest Scott's Form 4 filing
Illinois Tool Works Inc (ITW) · filed Feb 7, 2023
- Accession no.
- 0001307581-23-000002
- Filed
- Feb 7, 2023
- Trade date
- Feb 3, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 2 derivative transactions. Open-market sales total $58.0M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Santi Ernest ScottCIK 0001307581 | Director, Officer (Chairman & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 3, 2023 | Common Stock | MOption exerciseAcquired | +35,856 | $98.26 | +$3,523,210.56 | 249,394 | Direct | |
| Feb 3, 2023 | Common Stock | MOption exerciseAcquired | +199,800 | $91.88 | +$18,357,624 | 449,194 | Direct | |
| Feb 3, 2023 | Common Stock | SSaleDisposed | −119,168 | $245.49 | −$29,254,552.32 | 330,026 | Direct | |
| Feb 3, 2023 | Common Stock | SSaleDisposed | −72,220 | $246.40 | −$17,795,008 | 257,806 | Direct | |
| Feb 3, 2023 | Common Stock | SSaleDisposed | −18,390 | $247.71 | −$4,555,386.9 | 239,416 | Direct | |
| Feb 3, 2023 | Common Stock | SSaleDisposed | −17,131 | $248.41 | −$4,255,511.71 | 222,285 | Direct | |
| Feb 3, 2023 | Common Stock | SSaleDisposed | −8,747 | $249.20 | −$2,179,752.4 | 213,538 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 3, 2023 | Common Stock | MOption exerciseDisposed | −35,856 | $0.00 | $0 | 0 | Direct | |
| Feb 3, 2023 | Common Stock | MOption exerciseDisposed | −199,800 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.