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Mealy Mark W's Form 4 filing

Arc Document Solutions, Inc. (ARC) · filed Nov 15, 2021

Accession no.
0001305168-21-000084
Filed
Nov 15, 2021
Trade date
Nov 11-15, 2021
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market purchases total $61.5K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Mealy Mark WCIK 0001258995Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 11, 2021Common StockPPurchaseAcquired+15,000$3.06F1+$45,900301,946Direct
Nov 15, 2021Common StockPPurchaseAcquired+5,000$3.12F2+$15,600306,946Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Represents the weighted average price for multiple transactions ranging between $3.0000 and $3.1000. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

F2

Represents the weighted average price for multiple transactions ranging between $3.1100 and $3.1300. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)