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Suriyakumar Kumarakulasingam's Form 4 filing

Arc Document Solutions, Inc. (ARC) · filed Sep 15, 2021

Accession no.
0001305168-21-000070
Filed
Sep 15, 2021
Trade date
Sep 13-15, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions. Open-market purchases total $71.6K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Suriyakumar KumarakulasingamCIK 0001315130Director, Officer (Chairman, President and CEO), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 13, 2021Common StockPPurchaseAcquired+17,670$2.61F2+$46,118.71,181,617Direct
Sep 14, 2021Common StockPPurchaseAcquired+7,901$2.63F3+$20,779.631,189,518Direct
Sep 15, 2021Common StockPPurchaseAcquired+1,800$2.63F4+$4,7341,191,318Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

Represents the weighted average price for multiple transactions ranging between $2.56 and $2.65. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

F3

Represents the weighted average price for multiple transactions ranging between $2.605 and $2.65. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

F4

Represents the weighted average price for multiple transactions ranging between $2.62 and $2.65. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)