Moreadith Randall's Form 4 filing
Serina Therapeutics, Inc. (SER) · filed Jan 21, 2026
- Accession no.
- 0001301120-26-000006
- Filed
- Jan 21, 2026, 7:17 PM ET
- Trade date
- Jan 20-21, 2026
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $12.1K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Moreadith RandallCIK 0001301120 | Officer (Chief Scientific Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 20, 2026 | Common Stock | MOption exerciseAcquired | +2,000 | $0.06 | +$120 | 2,000 | Direct | |
| Jan 20, 2026 | Common Stock | SSaleDisposed | −2,000 | $3.07 | −$6,140 | 0 | Direct | |
| Jan 21, 2026 | Common Stock | MOption exerciseAcquired | +2,000 | $0.06 | +$120 | 2,000 | Direct | |
| Jan 21, 2026 | Common Stock | SSaleDisposed | −2,000 | $3.00 | −$6,000 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 20, 2026 | Common Stock | MOption exerciseDisposed | −2,000 | $0.00 | $0 | 330,686 | Direct | |
| Jan 21, 2026 | Common Stock | MOption exerciseDisposed | −2,000 | $0.00 | $0 | 328,686 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.