Garrabrants Gregory's Form 4 filing
Axos Financial, Inc. (AX) · filed Aug 3, 2023
- Accession no.
- 0001299709-23-000148
- Filed
- Aug 3, 2023
- Trade date
- Aug 1-3, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market sales total $8.51M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Garrabrants GregoryCIK 0001419425 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 1, 2023 | Common Stock | SSaleDisposed | −40,000 | $45.53 | −$1,821,200 | 1,583,647 | Direct | |
| Aug 2, 2023 | Common Stock | SSaleDisposed | −62,356 | $45.15 | −$2,815,373.4 | 1,521,291 | Direct | |
| Aug 3, 2023 | Common Stock | SSaleDisposed | −85,312 | $45.36 | −$3,869,752.32 | 1,435,979 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.