Clough Charles JR's Form 4 filing
Clough Global Opportunities Fund (GLO) · filed May 9, 2023
- Accession no.
- 0001299406-23-000006
- Filed
- May 9, 2023
- Trade date
- May 5, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction. Open-market purchases total $23.9K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Clough Charles JRCIK 0001299903 | Other: Person affiliated w/ Inv. Adv. |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 5, 2023 | Common Shares of Beneficial Interest | PPurchaseAcquired | +5,000 | $4.78 | +$23,900 | 215,444.82 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.