Clough Capital Partners, L.P.'s Form 4 filing
Clough Global Dividend & Income Fund (GLV) · filed Feb 9, 2023
- Accession no.
- 0001299406-23-000005
- Filed
- Feb 9, 2023
- Trade date
- Feb 8, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $40.0K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Clough Capital Partners, L.P.CIK 0001299406 | Other: Investment Adviser to Fund |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 8, 2023 | Common shares of beneficial interest | PPurchaseAcquired | +1,176 | $6.24 | +$7,338.24 | 16,410 | Direct | |
| Feb 8, 2023 | Common shares of beneficial interest | PPurchaseAcquired | +5,224 | $6.25 | +$32,650 | 21,634 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.