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Wolfe Daniel B's Form 4 filing

180 Degree Capital Corp. (TURN) · filed Jun 6, 2022

Accession no.
0001296720-22-000010
Filed
Jun 6, 2022
Trade date
Jun 2-3, 2022
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market purchases total $16.0K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Wolfe Daniel BCIK 0001296720Director, Officer (President)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 2, 2022Common StockPPurchaseAcquired+1,194$6.30F1+$7,522.2198,694Direct
Jun 3, 2022Common StockPPurchaseAcquired+1,306$6.46+$8,436.76200,000Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The reported price on Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.27 to $6.33 per share. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)