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Bettinger Walter W's Form 4 filing

Schwab Charles CorpSCHW · filed Jul 29, 2026

Accession no.
0001296479-26-000009
Filed
Jul 29, 2026, 8:57 PM ET
Trade date
Jul 27-28, 2026
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $29.8M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Bettinger Walter WCIK 0001296479Director, Officer (Co-Chairman)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 27, 2026Common StockMOption exerciseAcquired+192,488$52.05+$10,019,000.4721,834Indirect
Jul 27, 2026Common StockSSaleDisposed−192,488$103.90F1−$19,999,926.67529,346Indirect
Jul 28, 2026Common StockMOption exerciseAcquired+93,408$52.05+$4,861,886.4622,754Indirect
Jul 28, 2026Common StockSSaleDisposed−42,265$103.86F2−$4,389,642.9580,489Indirect
Jul 28, 2026Common StockSSaleDisposed−38,263$105.18F3−$4,024,686542,226Indirect
Jul 28, 2026Common StockSSaleDisposed−12,880$105.56F4−$1,359,659.17529,346Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jul 27, 2026Common StockMOption exerciseDisposed−192,488$0.00$093,408Direct
Jul 28, 2026Common StockMOption exerciseDisposed−93,408$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

This transaction was executed in multiple trades at prices ranging from $103.61 to $104.27. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F2

This transaction was executed in multiple trades at prices ranging from $103.51 to $104.50. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F3

This transaction was executed in multiple trades at prices ranging from $104.51 to $105.50. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F4

This transaction was executed in multiple trades at prices ranging from $105.51 to $105.625. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)