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Bettinger Walter W's Form 4 filing

Schwab Charles Corp (SCHW) · filed Feb 5, 2026

Accession no.
0001296479-26-000003
Filed
Feb 5, 2026
Trade date
Feb 3-4, 2026
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $26.8M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Bettinger Walter WCIK 0001296479Director, Officer (Co-Chairman)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 3, 2026Common StockMOption exerciseAcquired+162,462$42.99+$6,984,241.38691,808Indirect
Feb 3, 2026Common StockSSaleDisposed−141,033$103.85F1−$14,646,277.05550,775Indirect
Feb 3, 2026Common StockSSaleDisposed−21,429$104.24F2−$2,233,758.96529,346Indirect
Feb 4, 2026Common StockMOption exerciseAcquired+94,948$42.99+$4,081,814.52624,294Indirect
Feb 4, 2026Common StockSSaleDisposed−94,948$104.25F3−$9,898,329529,346Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 3, 2026Common StockMOption exerciseDisposed−162,462$0.00$0162,462Direct
Feb 4, 2026Common StockMOption exerciseDisposed−94,948$0.00$067,514Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

This transaction was executed in multiple trades at prices ranging from $103.17 to $104.16. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F2

This transaction was executed in multiple trades at prices ranging from $104.17 to $104.32. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F3

This transaction was executed in multiple trades at prices ranging from $104.25 to $104.28. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

Remarks

Exhibit 24 - Power of Attorney

Read the full filing on SEC EDGAR (opens in a new tab)