Barry John F's Form 4 filing
Prospect Capital CorpPSEC · filed Nov 13, 2026
- Accession no.
- 0001294357-26-000020
- Filed
- Nov 13, 2026, 8:26 AM ET
- Trade date
- Nov 9-10, 2026
- Filing delay
- 4 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market purchases total $6.05M. It was filed 4 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Barry John FCIK 0001294357 | Director, Officer (CHIEF EXECUTIVE OFFICER), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 9, 2026 | COMMON STOCK | PPurchaseAcquired | +2,604,262 | $1.51 | +$3,927,747.95 | 94,398,038.818 | Direct | |
| Nov 10, 2026 | COMMON STOCK | PPurchaseAcquired | +1,410,633 | $1.51 | +$2,126,811.37 | 95,808,671.818 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.