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Barry John F's Form 4 filing

Prospect Capital Corp (PSEC) · filed Sep 9, 2026

Accession no.
0001294357-26-000015
Filed
Sep 9, 2026, 4:10 PM ET
Trade date
Sep 4, 2026
Filing delay
5 days
Rule 10b5-1 plan
Not checked

This filing lists 1 non-derivative transaction and 0 derivative transactions. Open-market purchases total $2.73M. It was filed 5 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Barry John FCIK 0001294357Director, Officer (CHIEF EXECUTIVE OFFICER), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 4, 2026COMMON STOCKPPurchaseAcquired+1,217,105$2.24+$2,726,315.290,479,988.44Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)