Wolf James G.'s Form 4 filing
Enzo Biochem Inc (ENZB) · filed Feb 13, 2023
- Accession no.
- 0001290929-23-000008
- Filed
- Feb 13, 2023, 9:41 PM ET
- Trade date
- Feb 10-13, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 4 derivative transactions. Open-market purchases total $19.3K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wolf James G.CIK 0001419248 | Other: 10% owner until 2/13/2023 |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 10, 2023 | Common Stock, $0.01 par value | PPurchaseAcquired | +5,000 | $1.29 | +$6,450 | 4,095,000 | Direct | |
| Feb 13, 2023 | Common Stock, $0.01 par value | PPurchaseAcquired | +5,000 | $1.29 | +$6,425 | 4,100,000 | Direct | |
| Feb 13, 2023 | Common Stock, $0.01 par value | PPurchaseAcquired | +5,000 | $1.29 | +$6,450 | 115,000 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 13, 2023 | Common Stock, $0.01 par value | SSaleDisposed | −32,400 | $0.19 | −$61.56 | 483 | Direct | |
| Feb 13, 2023 | Common Stock, $0.01 par value | SSaleAcquired | +32,400 | $1.01 | +$327.24 | 324 | Direct | |
| Feb 13, 2023 | Common Stock, $0.01 par value | SSaleDisposed | −75,000 | $0.03 | −$22.5 | 0 | Direct | |
| Feb 13, 2023 | Common Stock, $0.01 par value | SSaleAcquired | +75,000 | $1.12 | +$840 | 2,163 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.