Wolf James G.'s Form 4 filing
Enzo Biochem Inc (ENZB) · filed Jan 19, 2023
- Accession no.
- 0001290929-23-000005
- Filed
- Jan 19, 2023, 2:37 PM ET
- Trade date
- Oct 31-Dec 30, 2022
- Filing delay
- 80 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions and 23 derivative transactions. Open-market purchases total $49.4K. It was filed 80 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wolf James G.CIK 0001419248 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 17, 2022 | Common Stock, $0.01 par value | CConversionAcquired | +300 | $2.50 | +$750 | 3,535,300 | Direct | |
| Nov 21, 2022 | Common Stock, $0.01 par value | CConversionAcquired | +24,700 | $2.50 | +$61,750 | 3,560,000 | Direct | |
| Dec 14, 2022 | Common Stock, $0.01 par value | CConversionAcquired | +136,200 | $2.50 | +$340,500 | 3,696,200 | Direct | |
| Dec 15, 2022 | Common Stock, $0.01 par value | CConversionAcquired | +85,100 | $2.50 | +$212,750 | 3,781,300 | Direct | |
| Dec 16, 2022 | Common Stock, $0.01 par value | CConversionAcquired | +33,700 | $2.50 | +$84,250 | 3,815,000 | Direct | |
| Nov 1, 2022 | Common Stock, $0.01 par value | PPurchaseAcquired | +5,000 | $2.14 | +$10,700 | 400,500 | Indirect | |
| Oct 31, 2022 | Common Stock, $0.01 par value | PPurchaseAcquired | +14,500 | $2.15 | +$31,175 | 415,000 | Indirect | |
| Nov 1, 2022 | Common Stock, $0.01 par value | PPurchaseAcquired | +3,500 | $2.15 | +$7,525 | 418,500 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 1, 2022 | Common Stock, $0.01 par value | PPurchaseAcquired | +50,000 | $0.44 | +$220 | 3,250 | Direct | |
| Nov 1, 2022 | Common Stock, $0.01 par value | SSaleAcquired | +50,000 | $0.69 | +$345 | 4,500 | Direct | |
| Nov 1, 2022 | Common Stock, $0.01 par value | SSaleAcquired | +10,000 | $0.80 | +$8 | 310 | Direct | |
| Nov 1, 2022 | Common Stock, $0.01 par value | PPurchaseAcquired | +10,000 | $0.65 | +$6.5 | 760 | Direct | |
| Nov 1, 2022 | Common Stock, $0.01 par value | SSaleAcquired | +49,000 | $0.80 | +$392 | 800 | Direct | |
| Nov 1, 2022 | Common Stock, $0.01 par value | PPurchaseAcquired | +49,000 | $0.65 | +$318.5 | 1,250 | Direct | |
| Nov 3, 2022 | Common Stock, $0.01 par value | PPurchaseAcquired | +25,000 | $0.42 | +$105 | 1,050 | Direct | |
| Nov 3, 2022 | Common Stock, $0.01 par value | SSaleAcquired | +25,000 | $0.62 | +$155 | 1,050 | Direct | |
| Nov 3, 2022 | Common Stock, $0.01 par value | SSaleAcquired | +20,000 | $0.64 | +$128 | 1,250 | Direct | |
| Nov 3, 2022 | Common Stock, $0.01 par value | PPurchaseAcquired | +20,000 | $0.44 | +$88 | 1,700 | Direct | |
| Nov 3, 2022 | Common Stock, $0.01 par value | SSaleAcquired | +900 | $0.30 | +$2.7 | 248 | Direct | |
| Nov 3, 2022 | Common Stock, $0.01 par value | SSaleAcquired | +200 | $0.60 | +$1.2 | 250 | Direct | |
| Nov 17, 2022 | Common Stock, $0.01 par value | CConversionDisposed | −300 | $0.00 | $0 | 247 | Direct | |
| Nov 21, 2022 | Common Stock, $0.01 par value | CConversionDisposed | −24,700 | $0.00 | $0 | 0 | Direct | |
| Dec 5, 2022 | Common Stock, $0.01 par value | SSaleDisposed | −20,000 | $0.25 | −$50 | 1,500 | Direct | |
| Dec 5, 2022 | Common Stock, $0.01 par value | SSaleDisposed | −5,700 | $0.20 | −$11.4 | 1,443 | Direct | |
| Dec 6, 2022 | Common Stock, $0.01 par value | SSaleDisposed | −44,300 | $0.15 | −$66.45 | 1,000 | Direct | |
| Dec 14, 2022 | Common Stock, $0.01 par value | CConversionDisposed | −136,200 | $0.00 | $0 | 3,138 | Direct | |
| Dec 15, 2022 | Common Stock, $0.01 par value | CConversionDisposed | −85,100 | $0.00 | $0 | 2,287 | Direct | |
| Dec 15, 2022 | Common Stock, $0.01 par value | SSaleAcquired | +5,600 | $1.25 | +$70 | 1,306 | Direct | |
| Dec 15, 2022 | Common Stock, $0.01 par value | SSaleAcquired | +44,400 | $1.29 | +$572.76 | 1,750 | Direct | |
| Dec 16, 2022 | Common Stock, $0.01 par value | CConversionDisposed | −33,700 | $0.00 | $0 | 1,413 | Direct | |
| Dec 30, 2022 | Common Stock, $0.01 par value | SSaleDisposed | −600 | $0.05 | −$0.3 | 3,244 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.