Wexler Lawrence's Form 4 filing
Turning Point Brands, Inc. (TPB) · filed Jun 12, 2024
- Accession no.
- 0001290677-24-000064
- Filed
- Jun 12, 2024
- Trade date
- Jun 11, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $148.2K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wexler LawrenceCIK 0001660246 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 11, 2024 | Common Stock | MOption exerciseAcquired | +4,695 | $3.83 | +$17,981.85 | 372,396 | Direct | |
| Jun 11, 2024 | Common Stock | SSaleDisposed | −4,695 | $31.57F10 | −$148,221.15 | 367,701 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 11, 2024 | Common Stock | MOption exerciseDisposed | −4,695 | $3.83 | −$17,981.85 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F10
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.29 to $31.80.
Referenced by the price of 1 transaction in Table I.