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Mansueto Joseph D's Form 4 filing

Morningstar, Inc. (MORN) · filed Mar 17, 2025

Accession no.
0001289419-25-000060
Filed
Mar 17, 2025
Trade date
Mar 13-14, 2025
Filing delay
4 days
Rule 10b5-1 plan
Checked

This filing lists 7 non-derivative transactions. Open-market sales total $392.7K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Mansueto Joseph DCIK 0001324069Director, Officer (Executive Chairman), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 13, 2025Common StockSSaleDisposed−2$287.10−$574.210,029,206Direct
Mar 14, 2025Common StockSSaleDisposed−20$282.00−$5,64010,029,186Direct
Mar 14, 2025Common StockSSaleDisposed−59$283.22F2−$16,709.9810,029,127Direct
Mar 14, 2025Common StockSSaleDisposed−263$284.84F3−$74,912.9210,028,864Direct
Mar 14, 2025Common StockSSaleDisposed−183$285.91F4−$52,321.5310,028,681Direct
Mar 14, 2025Common StockSSaleDisposed−788$286.96F5−$226,124.4810,027,893Direct
Mar 14, 2025Common StockSSaleDisposed−57$287.47F6−$16,385.7910,027,836Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The transaction was executed in multiple trades at prices ranging from $283.1200 to $283.9650. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F3

The transaction was executed in multiple trades at prices ranging from $284.3200 to $285.3000. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F4

The transaction was executed in multiple trades at prices ranging from $285.3600 to $286.2750. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F5

The transaction was executed in multiple trades at prices ranging from $286.4000 to $287.3900. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F6

The transaction was executed in multiple trades at prices ranging from $287.4500 to $287.4900. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)