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Mansueto Joseph D's Form 4 filing

Morningstar, Inc. (MORN) · filed Feb 6, 2025

Accession no.
0001289419-25-000009
Filed
Feb 6, 2025
Trade date
Feb 4-5, 2025
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 8 non-derivative transactions. Open-market sales total $2.75M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Mansueto Joseph DCIK 0001324069Director, Officer (Executive Chairman), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 4, 2025Common StockSSaleDisposed−2,005$326.31F2−$654,251.5510,149,115Direct
Feb 4, 2025Common StockSSaleDisposed−1,446$327.44F3−$473,478.2410,147,669Direct
Feb 4, 2025Common StockSSaleDisposed−1,244$328.25F4−$408,34310,146,425Direct
Feb 4, 2025Common StockSSaleDisposed−96$329.05−$31,588.810,146,329Direct
Feb 5, 2025Common StockSSaleDisposed−2,926$325.01F5−$950,979.2610,143,403Direct
Feb 5, 2025Common StockSSaleDisposed−278$326.23F6−$90,691.9410,143,125Direct
Feb 5, 2025Common StockSSaleDisposed−331$327.59F7−$108,432.2910,142,794Direct
Feb 5, 2025Common StockSSaleDisposed−100$328.54−$32,85410,142,694Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The transaction was executed in multiple trades at prices ranging from $325.9100 to $326.8100. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F3

The transaction was executed in multiple trades at prices ranging from $326.9700 to $327.9300. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F4

The transaction was executed in multiple trades at prices ranging from $327.9900 to $328.8200. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F5

The transaction was executed in multiple trades at prices ranging from $324.7000 to $325.6400. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F6

The transaction was executed in multiple trades at prices ranging from $325.8901 to $326.7050. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F7

The transaction was executed in multiple trades at prices ranging from $327.5150 to $327.9900. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)