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Mansueto Joseph D's Form 4 filing

Morningstar, Inc. (MORN) · filed Dec 3, 2024

Accession no.
0001289419-24-000150
Filed
Dec 3, 2024
Trade date
Nov 29-Dec 2, 2024
Filing delay
4 days
Rule 10b5-1 plan
Checked

This filing lists 6 non-derivative transactions. Open-market sales total $110.4K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Mansueto Joseph DCIK 0001324069Director, Officer (Executive Chairman), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 29, 2024Common StockSSaleDisposed−132$355.15F2−$46,879.810,729,959Direct
Nov 29, 2024Common StockSSaleDisposed−53$356.18F3−$18,877.5410,729,906Direct
Nov 29, 2024Common StockSSaleDisposed−8$357.03−$2,856.2410,729,898Direct
Dec 2, 2024Common StockSSaleDisposed−53$353.65F4−$18,743.4510,729,845Direct
Dec 2, 2024Common StockSSaleDisposed−63$354.40F5−$22,327.210,729,782Direct
Dec 2, 2024Common StockSSaleDisposed−2$355.32−$710.6410,729,780Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The transaction was executed in multiple trades at prices ranging from $354.8500 to $355.6250 The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F3

The transaction was executed in multiple trades at prices ranging from $355.8600 to $356.7300. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F4

The transaction was executed in multiple trades at prices ranging from $353.1650 to $354.1550. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F5

The transaction was executed in multiple trades at prices ranging from $354.2000 to $354.8100. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)