Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Nov 14, 2024
- Accession no.
- 0001289419-24-000127
- Filed
- Nov 14, 2024
- Trade date
- Nov 12-13, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 8 non-derivative transactions. Open-market sales total $3.50M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 12, 2024 | Common Stock | SSaleDisposed | −294 | $347.98F2 | −$102,306.12 | 10,801,067 | Direct | |
| Nov 12, 2024 | Common Stock | SSaleDisposed | −1,234 | $349.27F3 | −$430,999.18 | 10,799,833 | Direct | |
| Nov 12, 2024 | Common Stock | SSaleDisposed | −2,176 | $350.36F4 | −$762,383.36 | 10,797,657 | Direct | |
| Nov 12, 2024 | Common Stock | SSaleDisposed | −2,368 | $351.43F5 | −$832,186.24 | 10,795,289 | Direct | |
| Nov 12, 2024 | Common Stock | SSaleDisposed | −84 | $352.00 | −$29,568 | 10,795,205 | Direct | |
| Nov 13, 2024 | Common Stock | SSaleDisposed | −1,199 | $349.85F6 | −$419,470.15 | 10,794,006 | Direct | |
| Nov 13, 2024 | Common Stock | SSaleDisposed | −1,192 | $350.96F7 | −$418,344.32 | 10,792,814 | Direct | |
| Nov 13, 2024 | Common Stock | SSaleDisposed | −1,434 | $352.12F8 | −$504,940.08 | 10,791,380 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $347.9100 to $348.6700. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $348.9250 to $349.8050. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $349.9450 to $350.8700. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $350.9450 to $351.7650. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $349.5500 to $350.4500 The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $350.5700 to $351.5001. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades at prices ranging from $351.6450 to $352.2400. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.