Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Nov 6, 2024
- Accession no.
- 0001289419-24-000117
- Filed
- Nov 6, 2024
- Trade date
- Nov 4-5, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 10 non-derivative transactions. Open-market sales total $5.88M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 4, 2024 | Common Stock | SSaleDisposed | −919 | $327.83F2 | −$301,275.77 | 10,844,799 | Direct | |
| Nov 4, 2024 | Common Stock | SSaleDisposed | −2,633 | $329.25F3 | −$866,915.25 | 10,842,166 | Direct | |
| Nov 4, 2024 | Common Stock | SSaleDisposed | −5,229 | $329.77F4 | −$1,724,367.33 | 10,836,937 | Direct | |
| Nov 4, 2024 | Common Stock | SSaleDisposed | −281 | $330.57F5 | −$92,890.17 | 10,836,656 | Direct | |
| Nov 5, 2024 | Common Stock | SSaleDisposed | −544 | $330.99F6 | −$180,058.56 | 10,836,112 | Direct | |
| Nov 5, 2024 | Common Stock | SSaleDisposed | −760 | $331.97F7 | −$252,297.2 | 10,835,352 | Direct | |
| Nov 5, 2024 | Common Stock | SSaleDisposed | −2,716 | $333.02F8 | −$904,482.32 | 10,832,636 | Direct | |
| Nov 5, 2024 | Common Stock | SSaleDisposed | −2,258 | $334.10F9 | −$754,397.8 | 10,830,378 | Direct | |
| Nov 5, 2024 | Common Stock | SSaleDisposed | −943 | $335.16F10 | −$316,055.88 | 10,829,435 | Direct | |
| Nov 5, 2024 | Common Stock | SSaleDisposed | −1,441 | $336.19F11 | −$484,449.79 | 10,827,994 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $327.4100 to $328.3650. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $328.4850 to $329.4800. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $329.4850 to $330.3900. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $330.5100 to $330.6800. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $330.3000 to $331.2950. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $331.5450 to $332.4600. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades at prices ranging from $332.5650 to $333.4800. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
The transaction was executed in multiple trades at prices ranging from $333.6000 to $334.5850. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
The transaction was executed in multiple trades at prices ranging from $334.6150 to $335.6000. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
The transaction was executed in multiple trades at prices ranging from $335.6700 to $336.6400. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.