Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Sep 10, 2024
- Accession no.
- 0001289419-24-000093
- Filed
- Sep 10, 2024
- Trade date
- Sep 6-9, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 6 non-derivative transactions. Open-market sales total $2.60M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 6, 2024 | Common Stock | SSaleDisposed | −307 | $311.25F2 | −$95,553.75 | 10,525,431 | Direct | |
| Sep 6, 2024 | Common Stock | SSaleDisposed | −118 | $312.17 | −$36,836.06 | 10,525,313 | Direct | |
| Sep 9, 2024 | Common Stock | SSaleDisposed | −3,418 | $304.98F3 | −$1,042,421.64 | 10,521,895 | Direct | |
| Sep 9, 2024 | Common Stock | SSaleDisposed | −1,793 | $305.98F4 | −$548,622.14 | 10,520,102 | Direct | |
| Sep 9, 2024 | Common Stock | SSaleDisposed | −2,705 | $307.07F5 | −$830,624.35 | 10,517,397 | Direct | |
| Sep 9, 2024 | Common Stock | SSaleDisposed | −140 | $307.64F6 | −$43,069.6 | 10,517,257 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $310.9800 to $311.9700. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $304.5600 to $305.5450. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $305.5700 to $306.5550. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $306.6100 to $307.5400. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $307.6400 to $307.7050 The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.