Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Sep 3, 2024
- Accession no.
- 0001289419-24-000087
- Filed
- Sep 3, 2024
- Trade date
- Aug 29-30, 2024
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Checked
This filing lists 11 non-derivative transactions. Open-market sales total $4.01M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 29, 2024 | Common Stock | SSaleDisposed | −311 | $309.70F2 | −$96,316.7 | 10,545,517 | Direct | |
| Aug 29, 2024 | Common Stock | SSaleDisposed | −1,262 | $311.04F3 | −$392,532.48 | 10,544,255 | Direct | |
| Aug 29, 2024 | Common Stock | SSaleDisposed | −2,235 | $311.92F4 | −$697,141.2 | 10,542,020 | Direct | |
| Aug 29, 2024 | Common Stock | SSaleDisposed | −1,132 | $312.94F5 | −$354,248.08 | 10,540,888 | Direct | |
| Aug 29, 2024 | Common Stock | SSaleDisposed | −1,136 | $313.83F6 | −$356,510.88 | 10,539,752 | Direct | |
| Aug 29, 2024 | Common Stock | SSaleDisposed | −34 | $314.60F7 | −$10,696.4 | 10,539,718 | Direct | |
| Aug 30, 2024 | Common Stock | SSaleDisposed | −1,674 | $311.03F8 | −$520,664.22 | 10,538,044 | Direct | |
| Aug 30, 2024 | Common Stock | SSaleDisposed | −3,260 | $312.13F9 | −$1,017,543.8 | 10,534,784 | Direct | |
| Aug 30, 2024 | Common Stock | SSaleDisposed | −1,267 | $313.23F10 | −$396,862.41 | 10,533,517 | Direct | |
| Aug 30, 2024 | Common Stock | SSaleDisposed | −403 | $313.98F11 | −$126,533.94 | 10,533,114 | Direct | |
| Aug 30, 2024 | Common Stock | SSaleDisposed | −140 | $314.78F12 | −$44,069.2 | 10,532,974 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $309.2800 to $310.0200. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $310.4000 to $311.3800. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $311.4300 to $312.3850. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $312.4300 to $313.3800. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $313.4650 to $314.4000. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $314.4700 to $314.6750. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades at prices ranging from $310.6001 to $311.6000. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
The transaction was executed in multiple trades at prices ranging from $311.6500 to $312.6400. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
The transaction was executed in multiple trades at prices ranging from $312.6550 to $313.5900. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
The transaction was executed in multiple trades at prices ranging from $313.7000 to $314.3250. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F12
The transaction was executed in multiple trades at prices ranging from $314.7600 to $314.8800. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.