Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Aug 27, 2024
- Accession no.
- 0001289419-24-000083
- Filed
- Aug 27, 2024
- Trade date
- Aug 23-26, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 9 non-derivative transactions. Open-market sales total $4.06M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 23, 2024 | Common Stock | SSaleDisposed | −179 | $310.54F2 | −$55,586.66 | 10,570,016 | Direct | |
| Aug 23, 2024 | Common Stock | SSaleDisposed | −1,235 | $311.86F3 | −$385,147.1 | 10,568,781 | Direct | |
| Aug 23, 2024 | Common Stock | SSaleDisposed | −2,831 | $312.80F4 | −$885,536.8 | 10,565,950 | Direct | |
| Aug 23, 2024 | Common Stock | SSaleDisposed | −3,361 | $313.67F5 | −$1,054,244.87 | 10,562,589 | Direct | |
| Aug 23, 2024 | Common Stock | SSaleDisposed | −432 | $315.02F6 | −$136,088.64 | 10,562,157 | Direct | |
| Aug 23, 2024 | Common Stock | SSaleDisposed | −218 | $315.67F7 | −$68,816.06 | 10,561,939 | Direct | |
| Aug 26, 2024 | Common Stock | SSaleDisposed | −3,080 | $313.16F8 | −$964,532.8 | 10,558,859 | Direct | |
| Aug 26, 2024 | Common Stock | SSaleDisposed | −1,598 | $314.14F9 | −$501,995.72 | 10,557,261 | Direct | |
| Aug 26, 2024 | Common Stock | SSaleDisposed | −39 | $314.94 | −$12,282.66 | 10,557,222 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $310.2101 to $311.1800. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $311.2450 to $312.2400. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $312.2500 to $313.2100. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $313.2750 to $314.2650. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $314.5000 to $315.4950. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $315.5600 to $315.7800. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades at prices ranging from $312.8300 to $313.8000. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
The transaction was executed in multiple trades at prices ranging from $313.8400 to $314.8001. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.