Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Aug 19, 2024
- Accession no.
- 0001289419-24-000075
- Filed
- Aug 19, 2024
- Trade date
- Aug 15-16, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 8 non-derivative transactions. Open-market sales total $4.66M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 15, 2024 | Common Stock | SSaleDisposed | −1,803 | $310.84F2 | −$560,444.52 | 10,597,996 | Direct | |
| Aug 15, 2024 | Common Stock | SSaleDisposed | −782 | $311.69F3 | −$243,741.58 | 10,597,214 | Direct | |
| Aug 15, 2024 | Common Stock | SSaleDisposed | −3,332 | $312.89F4 | −$1,042,549.48 | 10,593,882 | Direct | |
| Aug 15, 2024 | Common Stock | SSaleDisposed | −992 | $313.75F5 | −$311,240 | 10,592,890 | Direct | |
| Aug 16, 2024 | Common Stock | SSaleDisposed | −692 | $313.16F6 | −$216,706.72 | 10,592,198 | Direct | |
| Aug 16, 2024 | Common Stock | SSaleDisposed | −1,927 | $314.12F7 | −$605,309.24 | 10,590,271 | Direct | |
| Aug 16, 2024 | Common Stock | SSaleDisposed | −2,579 | $315.66F8 | −$814,087.14 | 10,587,692 | Direct | |
| Aug 16, 2024 | Common Stock | SSaleDisposed | −2,724 | $316.52F9 | −$862,200.48 | 10,584,968 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $310.1500 to $311.1100. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $311.3700 to $312.0400. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $312.3900 to $313.3100. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $313.4500 to $313.9900. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $312.6301 to $313.6050. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $313.6650 to $314.6150. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades at prices ranging from $315.1800 to $316.1650. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
The transaction was executed in multiple trades at prices ranging from $316.1800 to $316.9250. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.