Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Aug 15, 2024
- Accession no.
- 0001289419-24-000073
- Filed
- Aug 15, 2024
- Trade date
- Aug 13-14, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 8 non-derivative transactions. Open-market sales total $3.33M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 13, 2024 | Common Stock | SSaleDisposed | −489 | $306.82F2 | −$150,034.98 | 10,610,066 | Direct | |
| Aug 13, 2024 | Common Stock | SSaleDisposed | −1,474 | $308.20F3 | −$454,286.8 | 10,608,592 | Direct | |
| Aug 13, 2024 | Common Stock | SSaleDisposed | −1,352 | $308.99F4 | −$417,754.48 | 10,607,240 | Direct | |
| Aug 13, 2024 | Common Stock | SSaleDisposed | −1,998 | $309.95F5 | −$619,280.1 | 10,605,242 | Direct | |
| Aug 13, 2024 | Common Stock | SSaleDisposed | −186 | $310.70F6 | −$57,790.2 | 10,605,056 | Direct | |
| Aug 14, 2024 | Common Stock | SSaleDisposed | −1,643 | $309.53F7 | −$508,557.79 | 10,603,413 | Direct | |
| Aug 14, 2024 | Common Stock | SSaleDisposed | −2,659 | $310.59F8 | −$825,858.81 | 10,600,754 | Direct | |
| Aug 14, 2024 | Common Stock | SSaleDisposed | −955 | $311.20F9 | −$297,196 | 10,599,799 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $306.4650 to $307.4550. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $307.4900 to $308.4900. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $308.5850 to $309.5600. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $309.5950 to $310.5550. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $310.6400 to $310.7500. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $309.0500 to $309.8801. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades at prices ranging from $310.0250 to $311.0000. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
The transaction was executed in multiple trades at prices ranging from $311.0650 to $311.4200. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.