Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Aug 9, 2024
- Accession no.
- 0001289419-24-000068
- Filed
- Aug 9, 2024
- Trade date
- Aug 7-8, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 13 non-derivative transactions. Open-market sales total $3.36M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 7, 2024 | Common Stock | SSaleDisposed | −1,567 | $301.67F2 | −$472,716.89 | 10,630,139 | Direct | |
| Aug 7, 2024 | Common Stock | SSaleDisposed | −544 | $302.29F3 | −$164,445.76 | 10,629,595 | Direct | |
| Aug 7, 2024 | Common Stock | SSaleDisposed | −473 | $303.81F4 | −$143,702.13 | 10,629,122 | Direct | |
| Aug 7, 2024 | Common Stock | SSaleDisposed | −969 | $304.75F5 | −$295,302.75 | 10,628,153 | Direct | |
| Aug 7, 2024 | Common Stock | SSaleDisposed | −1,739 | $305.85F6 | −$531,873.15 | 10,626,414 | Direct | |
| Aug 7, 2024 | Common Stock | SSaleDisposed | −568 | $306.98F7 | −$174,364.64 | 10,625,846 | Direct | |
| Aug 7, 2024 | Common Stock | SSaleDisposed | −50 | $307.54 | −$15,377 | 10,625,796 | Direct | |
| Aug 8, 2024 | Common Stock | SSaleDisposed | −17 | $299.98 | −$5,099.66 | 10,625,779 | Direct | |
| Aug 8, 2024 | Common Stock | SSaleDisposed | −132 | $301.14F8 | −$39,750.48 | 10,625,647 | Direct | |
| Aug 8, 2024 | Common Stock | SSaleDisposed | −20 | $302.70F9 | −$6,054 | 10,625,627 | Direct | |
| Aug 8, 2024 | Common Stock | SSaleDisposed | −1,345 | $304.07F10 | −$408,974.15 | 10,624,282 | Direct | |
| Aug 8, 2024 | Common Stock | SSaleDisposed | −3,222 | $305.03F11 | −$982,806.66 | 10,621,060 | Direct | |
| Aug 8, 2024 | Common Stock | SSaleDisposed | −381 | $305.72F12 | −$116,479.32 | 10,620,679 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $301.1100 to $302.0550. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $302.1200 to $302.5400. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $303.3201 to $304.2801. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $304.3301 to $305.3000. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $305.3650 to $306.3300. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $306.5200 to $307.3800. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades at prices ranging from $301.1250 to $301.1850. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
The transaction was executed in multiple trades at prices ranging from $302.6000 to $302.7900. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
The transaction was executed in multiple trades at prices ranging from $303.6401 to $304.5550. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
The transaction was executed in multiple trades at prices ranging from $304.6500 to $305.5800. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F12
The transaction was executed in multiple trades at prices ranging from $305.6500 to $305.9750. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.