Tsay Caroline J's Form 4/A amendment
AmendedMorningstar, Inc. (MORN) · filed Nov 12, 2021
- Accession no.
- 0001289419-21-000279
- Filed
- Nov 12, 2021
- Trade date
- Feb 1, 2021
- Filing delay
- 284 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Aug 4, 2021
This filing lists 1 non-derivative transaction. Open-market purchases total $1.15K. It was filed 284 days after the trade.
This amendment replaces 0001289419-21-000190 (filed Aug 4, 2021).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Tsay Caroline JCIK 0001628434 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 1, 2021 | Common Stock | PPurchaseAcquired | +4.91 | $234.68 | +$1,152.28 | 6,039.02 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction is being reported on an amended Form 4 filed on August 4, 2021 as this was the date that the transaction first became reportable.
- F2
This amended Form 4 reports the reporting person's acquisition of shares pursuant to a dividend reinvestment plan with the reporting person's broker which was inadvertently omited from the original Form 4.