Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Nov 3, 2021
- Accession no.
- 0001289419-21-000263
- Filed
- Nov 3, 2021
- Trade date
- Nov 1-2, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market sales total $1.90M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 1, 2021 | Common Stock | SSaleDisposed | −2,780 | $315.82F2 | −$877,979.6 | 13,454,100 | Direct | |
| Nov 1, 2021 | Common Stock | SSaleDisposed | −32 | $316.95 | −$10,142.4 | 13,454,068 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −1,322 | $315.13F3 | −$416,601.86 | 13,452,746 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −977 | $316.19F4 | −$308,917.63 | 13,451,769 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −707 | $317.46F5 | −$224,444.22 | 13,451,062 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −206 | $318.84F6 | −$65,681.04 | 13,450,856 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $315.75 to $316.40. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $314.79 to $315.55. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $315.83 to $316.825. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $317.29 to $318.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $318.80 to $318.87. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.