Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Oct 8, 2021
- Accession no.
- 0001289419-21-000250
- Filed
- Oct 8, 2021
- Trade date
- Oct 6-7, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 10 non-derivative transactions. Open-market sales total $5.11M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 6, 2021 | Common Stock | SSaleDisposed | −1,450 | $262.51F2 | −$380,639.5 | 13,521,048 | Direct | |
| Oct 6, 2021 | Common Stock | SSaleDisposed | −1,246 | $263.54F3 | −$328,370.84 | 13,519,802 | Direct | |
| Oct 6, 2021 | Common Stock | SSaleDisposed | −2,126 | $264.77F4 | −$562,901.02 | 13,517,676 | Direct | |
| Oct 6, 2021 | Common Stock | SSaleDisposed | −1,580 | $265.75F5 | −$419,885 | 13,516,096 | Direct | |
| Oct 6, 2021 | Common Stock | SSaleDisposed | −1,594 | $266.57F6 | −$424,912.58 | 13,514,502 | Direct | |
| Oct 7, 2021 | Common Stock | SSaleDisposed | −329 | $268.22F7 | −$88,244.38 | 13,514,173 | Direct | |
| Oct 7, 2021 | Common Stock | SSaleDisposed | −258 | $269.33F8 | −$69,487.14 | 13,513,915 | Direct | |
| Oct 7, 2021 | Common Stock | SSaleDisposed | −2,598 | $270.33F9 | −$702,317.34 | 13,511,317 | Direct | |
| Oct 7, 2021 | Common Stock | SSaleDisposed | −5,756 | $271.26F10 | −$1,561,372.56 | 13,505,561 | Direct | |
| Oct 7, 2021 | Common Stock | SSaleDisposed | −2,095 | $272.07F11 | −$569,986.65 | 13,503,466 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $262.03 to $263.0050. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $263.1250 to $264.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $264.25 to $265.24. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $265.32 to $266.26. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $266.36 to $267.03. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $267.74 to $268.64. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades at prices ranging from $268.75 to $269.46. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
The transaction was executed in multiple trades at prices ranging from $269.79 to $270.78. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
The transaction was executed in multiple trades at prices ranging from $270.81 to $271.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
The transaction was executed in multiple trades at prices ranging from $271.8150 to $272.49. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.