Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Oct 6, 2021
- Accession no.
- 0001289419-21-000248
- Filed
- Oct 6, 2021
- Trade date
- Oct 5, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions. Open-market sales total $2.69M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 5, 2021 | Common Stock | SSaleDisposed | −374 | $255.34F2 | −$95,497.16 | 13,532,446 | Direct | |
| Oct 5, 2021 | Common Stock | SSaleDisposed | −472 | $256.35F3 | −$120,997.2 | 13,531,974 | Direct | |
| Oct 5, 2021 | Common Stock | SSaleDisposed | −1,226 | $257.09F4 | −$315,192.34 | 13,530,748 | Direct | |
| Oct 5, 2021 | Common Stock | SSaleDisposed | −110 | $258.10F5 | −$28,391 | 13,530,638 | Direct | |
| Oct 5, 2021 | Common Stock | SSaleDisposed | −905 | $259.50F6 | −$234,847.5 | 13,529,733 | Direct | |
| Oct 5, 2021 | Common Stock | SSaleDisposed | −1,689 | $260.66F7 | −$440,254.74 | 13,528,044 | Direct | |
| Oct 5, 2021 | Common Stock | SSaleDisposed | −1,171 | $261.56F8 | −$306,286.76 | 13,526,873 | Direct | |
| Oct 5, 2021 | Common Stock | SSaleDisposed | −4,329 | $262.67F9 | −$1,137,098.43 | 13,522,544 | Direct | |
| Oct 5, 2021 | Common Stock | SSaleDisposed | −46 | $263.45 | −$12,118.7 | 13,522,498 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $254.71 to $255.65. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $255.72 to $256.54. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $256.72 to $257.60. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $258.05 to $258.8650. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $259.06 to $260.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $260.13 to $261.1250. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades at prices ranging from $261.23 to $262.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
The transaction was executed in multiple trades at prices ranging from $262.27 to $263.21. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.