Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Sep 20, 2021
- Accession no.
- 0001289419-21-000236
- Filed
- Sep 20, 2021
- Trade date
- Sep 16-17, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market sales total $3.30M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 16, 2021 | Common Stock | SSaleDisposed | −2,201 | $274.79F2 | −$604,812.79 | 13,593,236 | Direct | |
| Sep 16, 2021 | Common Stock | SSaleDisposed | −1,787 | $276.29F3 | −$493,730.23 | 13,591,449 | Direct | |
| Sep 16, 2021 | Common Stock | SSaleDisposed | −3,582 | $277.04F4 | −$992,357.28 | 13,587,867 | Direct | |
| Sep 16, 2021 | Common Stock | SSaleDisposed | −1,435 | $277.77F5 | −$398,599.95 | 13,586,432 | Direct | |
| Sep 17, 2021 | Common Stock | SSaleDisposed | −2,883 | $275.37F6 | −$793,891.71 | 13,583,549 | Direct | |
| Sep 17, 2021 | Common Stock | SSaleDisposed | −63 | $276.31 | −$17,407.53 | 13,583,486 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $274.50 to $275.49. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $275.53 to $276.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $276.53 to $277.52. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $277.54 to $278.22. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $275.31 to $276.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.