Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Sep 3, 2021
- Accession no.
- 0001289419-21-000226
- Filed
- Sep 3, 2021
- Trade date
- Sep 1-2, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 19 non-derivative transactions. Open-market sales total $6.58M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 1, 2021 | Common Stock | SSaleDisposed | −600 | $267.06F2 | −$160,236 | 13,684,955 | Direct | |
| Sep 1, 2021 | Common Stock | SSaleDisposed | −400 | $268.69F3 | −$107,476 | 13,684,555 | Direct | |
| Sep 1, 2021 | Common Stock | SSaleDisposed | −1,084 | $270.28F4 | −$292,983.52 | 13,683,471 | Direct | |
| Sep 1, 2021 | Common Stock | SSaleDisposed | −100 | $270.95 | −$27,095 | 13,683,371 | Direct | |
| Sep 1, 2021 | Common Stock | SSaleDisposed | −1,111 | $272.72F5 | −$302,991.92 | 13,682,260 | Direct | |
| Sep 1, 2021 | Common Stock | SSaleDisposed | −2,283 | $273.70F6 | −$624,857.1 | 13,679,977 | Direct | |
| Sep 1, 2021 | Common Stock | SSaleDisposed | −4,149 | $274.71F7 | −$1,139,771.79 | 13,675,828 | Direct | |
| Sep 1, 2021 | Common Stock | SSaleDisposed | −1,914 | $275.35F8 | −$527,019.9 | 13,673,914 | Direct | |
| Sep 2, 2021 | Common Stock | SSaleDisposed | −1,627 | $276.29F9 | −$449,523.83 | 13,672,287 | Direct | |
| Sep 2, 2021 | Common Stock | SSaleDisposed | −1,448 | $277.13F10 | −$401,284.24 | 13,670,839 | Direct | |
| Sep 2, 2021 | Common Stock | SSaleDisposed | −950 | $278.30F11 | −$264,385 | 13,669,889 | Direct | |
| Sep 2, 2021 | Common Stock | SSaleDisposed | −1,027 | $279.25F12 | −$286,789.75 | 13,668,862 | Direct | |
| Sep 2, 2021 | Common Stock | SSaleDisposed | −1,967 | $280.37F13 | −$551,487.79 | 13,666,895 | Direct | |
| Sep 2, 2021 | Common Stock | SSaleDisposed | −2,494 | $281.27F14 | −$701,487.38 | 13,664,401 | Direct | |
| Sep 2, 2021 | Common Stock | SSaleDisposed | −300 | $283.13F15 | −$84,939 | 13,664,101 | Direct | |
| Sep 2, 2021 | Common Stock | SSaleDisposed | −992 | $284.26F16 | −$281,985.92 | 13,663,109 | Direct | |
| Sep 2, 2021 | Common Stock | SSaleDisposed | −648 | $285.24F17 | −$184,835.52 | 13,662,461 | Direct | |
| Sep 2, 2021 | Common Stock | SSaleDisposed | −400 | $287.01F18 | −$114,804 | 13,662,061 | Direct | |
| Sep 2, 2021 | Common Stock | SSaleDisposed | −250 | $287.98F19 | −$71,995 | 13,661,811 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $266.99 to $267.32. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $268.46 to $269.27. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $269.70 to $270.68. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $272.08 to $273.07. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $273.13 to $274.1250. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $274.1350 to $275.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades at prices ranging from $275.14 to $275.64. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
The transaction was executed in multiple trades at prices ranging from $275.89 to $276.87. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
The transaction was executed in multiple trades at prices ranging from $276.92 to $277.85. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
The transaction was executed in multiple trades at prices ranging from $277.93 to $278.77. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F12
The transaction was executed in multiple trades at prices ranging from $278.94 to $279.92. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F13
The transaction was executed in multiple trades at prices ranging from $279.95 to $280.93. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F14
The transaction was executed in multiple trades at prices ranging from $280.95 to $281.74. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F15
The transaction was executed in multiple trades at prices ranging from $282.50 to $283.3450. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F16
The transaction was executed in multiple trades at prices ranging from $283.82 to $284.65. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F17
The transaction was executed in multiple trades at prices ranging from $284.92 to $285.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F18
The transaction was executed in multiple trades at prices ranging from $286.70 to $287.33. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F19
The transaction was executed in multiple trades at prices ranging from $287.83 to $288.14. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.