Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Aug 20, 2021
- Accession no.
- 0001289419-21-000216
- Filed
- Aug 20, 2021
- Trade date
- Aug 18-19, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market sales total $2.89M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 18, 2021 | Common Stock | SSaleDisposed | −350 | $263.33 | −$92,165.5 | 18,254,500 | Direct | |
| Aug 19, 2021 | Common Stock | SSaleDisposed | −1,279 | $257.77F2 | −$329,687.83 | 18,253,221 | Direct | |
| Aug 19, 2021 | Common Stock | SSaleDisposed | −3,265 | $258.56F3 | −$844,198.4 | 18,249,956 | Direct | |
| Aug 19, 2021 | Common Stock | SSaleDisposed | −2,482 | $259.60F4 | −$644,327.2 | 18,247,474 | Direct | |
| Aug 19, 2021 | Common Stock | SSaleDisposed | −3,136 | $260.62F5 | −$817,304.32 | 18,244,338 | Direct | |
| Aug 19, 2021 | Common Stock | SSaleDisposed | −602 | $261.58F6 | −$157,471.16 | 18,243,736 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $257.15 to $258.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $258.1350 to $259.07. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $259.1420 to $260.11. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $260.15 to $261.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $261.27 to $261.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.