Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Aug 16, 2021
- Accession no.
- 0001289419-21-000212
- Filed
- Aug 16, 2021
- Trade date
- Aug 12-13, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market sales total $3.63M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 12, 2021 | Common Stock | SSaleDisposed | −6,617 | $260.59F2 | −$1,724,324.03 | 18,277,748 | Direct | |
| Aug 12, 2021 | Common Stock | SSaleDisposed | −109 | $261.36F3 | −$28,488.24 | 18,277,639 | Direct | |
| Aug 13, 2021 | Common Stock | SSaleDisposed | −6,389 | $260.30F4 | −$1,663,056.7 | 18,271,250 | Direct | |
| Aug 13, 2021 | Common Stock | SSaleDisposed | −260 | $261.76F5 | −$68,057.6 | 18,270,990 | Direct | |
| Aug 13, 2021 | Common Stock | SSaleDisposed | −527 | $262.55F6 | −$138,363.85 | 18,270,463 | Direct | |
| Aug 13, 2021 | Common Stock | SSaleDisposed | −33 | $263.42 | −$8,692.86 | 18,270,430 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $260.30 to $261.28. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $261.31 to $261.46. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $260.15 to $261.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $261.2450 to $262.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $262.25 to $262.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.