Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Aug 4, 2021
- Accession no.
- 0001289419-21-000188
- Filed
- Aug 4, 2021
- Trade date
- Aug 2-3, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 14 non-derivative transactions. Open-market sales total $7.37M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 2, 2021 | Common Stock | SSaleDisposed | −475 | $253.04F2 | −$120,194 | 18,356,405 | Direct | |
| Aug 2, 2021 | Common Stock | SSaleDisposed | −1,645 | $253.70F3 | −$417,336.5 | 18,354,760 | Direct | |
| Aug 2, 2021 | Common Stock | SSaleDisposed | −1,445 | $255.21F4 | −$368,778.45 | 18,353,315 | Direct | |
| Aug 2, 2021 | Common Stock | SSaleDisposed | −3,725 | $256.28F5 | −$954,643 | 18,349,590 | Direct | |
| Aug 2, 2021 | Common Stock | SSaleDisposed | −2,169 | $256.94F6 | −$557,302.86 | 18,347,421 | Direct | |
| Aug 2, 2021 | Common Stoick | SSaleDisposed | −4,456 | $258.33F7 | −$1,151,118.48 | 18,342,965 | Direct | |
| Aug 2, 2021 | Common Stock | SSaleDisposed | −1,831 | $259.08F8 | −$474,375.48 | 18,341,134 | Direct | |
| Aug 3, 2021 | Common Stock | SSaleDisposed | −2,300 | $257.58F9 | −$592,434 | 18,338,834 | Direct | |
| Aug 3, 2021 | Common Stock | SSaleDisposed | −1,278 | $258.49F10 | −$330,350.22 | 18,337,556 | Direct | |
| Aug 3, 2021 | Common Stock | SSaleDisposed | −1,132 | $259.54F11 | −$293,799.28 | 18,336,424 | Direct | |
| Aug 3, 2021 | Common Stock | SSaleDisposed | −900 | $260.74F12 | −$234,666 | 18,335,524 | Direct | |
| Aug 3, 2021 | Common Stock | SSaleDisposed | −2,256 | $262.00F13 | −$591,072 | 18,333,268 | Direct | |
| Aug 3, 2021 | Common Stock | SSaleDisposed | −3,601 | $262.75F14 | −$946,162.75 | 18,329,667 | Direct | |
| Aug 3, 2021 | Common Stock | SSaleDisposed | −1,290 | $263.73F15 | −$340,211.7 | 18,328,377 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $252.43 to $253.34. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $253.46 to $254.31. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $254.63 to $255.60. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $255.65 to $256.64. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $256.6550 to $257.55. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $257.73 to $258.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades at prices ranging from $258.73 to $259.55. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
The transaction was executed in multiple trades at prices ranging from $256.98 to $257.94. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
The transaction was executed in multiple trades at prices ranging from $258.00 to $258.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
The transaction was executed in multiple trades at prices ranging from $259.1750 to $260.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F12
The transaction was executed in multiple trades at prices ranging from $260.27 to $261.17. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F13
The transaction was executed in multiple trades at prices ranging from $261.34 to $262.33. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F14
The transaction was executed in multiple trades at prices ranging from $262.35 to $263.2950. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F15
The transaction was executed in multiple trades at prices ranging from $263.35 to $264.23. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.