Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Jul 21, 2021
- Accession no.
- 0001289419-21-000178
- Filed
- Jul 21, 2021
- Trade date
- Jul 20, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions. Open-market sales total $2.70M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 20, 2021 | Common Stock | SSaleDisposed | −50 | $245.86 | −$12,293 | 18,380,010 | Direct | |
| Jul 20, 2021 | Common Stock | SSaleDisposed | −1,793 | $247.47F2 | −$443,713.71 | 18,378,217 | Direct | |
| Jul 20, 2021 | Common Stock | SSaleDisposed | −1,992 | $248.30F3 | −$494,613.6 | 18,376,225 | Direct | |
| Jul 20, 2021 | Common Stock | SSaleDisposed | −396 | $249.70F4 | −$98,881.2 | 18,375,829 | Direct | |
| Jul 20, 2021 | Common Stock | SSaleDisposed | −567 | $250.90F5 | −$142,260.3 | 18,375,262 | Direct | |
| Jul 20, 2021 | Common Stock | SSaleDisposed | −1,475 | $251.86F6 | −$371,493.5 | 18,373,787 | Direct | |
| Jul 20, 2021 | Common Stock | SSaleDisposed | −2,520 | $252.59F7 | −$636,526.8 | 18,371,267 | Direct | |
| Jul 20, 2021 | Common Stock | SSaleDisposed | −1,988 | $253.47F8 | −$503,898.36 | 18,369,279 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $246.87 to $247.8650. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $247.90 to $248.73. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $249.15 to $250.14. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $250.20 to $251.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $251.20 to $252.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $252.20 to $253.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades at prices ranging from $253.20 to $253.87. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.