Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Jul 1, 2021
- Accession no.
- 0001289419-21-000165
- Filed
- Jul 1, 2021
- Trade date
- Jun 29-30, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 10 non-derivative transactions. Open-market sales total $5.25M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 29, 2021 | Common Stock | SSaleDisposed | −300 | $250.40F2 | −$75,120 | 18,458,095 | Direct | |
| Jun 29, 2021 | Common Stock | SSaleDisposed | −278 | $251.37F3 | −$69,880.86 | 18,457,817 | Direct | |
| Jun 29, 2021 | Common Stock | SSaleDisposed | −228 | $252.98F4 | −$57,679.44 | 18,457,589 | Direct | |
| Jun 29, 2021 | Common Stock | SSaleDisposed | −818 | $254.32F5 | −$208,033.76 | 18,456,771 | Direct | |
| Jun 29, 2021 | Common Stock | SSaleDisposed | −2,015 | $255.50F6 | −$514,832.5 | 18,454,756 | Direct | |
| Jun 29, 2021 | Common Stock | SSaleDisposed | −4,304 | $256.43F7 | −$1,103,674.72 | 18,450,452 | Direct | |
| Jun 29, 2021 | Common Stock | SSaleDisposed | −1,472 | $257.11F8 | −$378,465.92 | 18,448,980 | Direct | |
| Jun 30, 2021 | Common Stock | SSaleDisposed | −1,991 | $255.96F9 | −$509,616.36 | 18,446,989 | Direct | |
| Jun 30, 2021 | Common Stock | SSaleDisposed | −6,636 | $257.19F10 | −$1,706,712.84 | 18,440,353 | Direct | |
| Jun 30, 2021 | Common Stock | SSaleDisposed | −2,437 | $257.65F11 | −$627,893.05 | 18,437,916 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $250.12 to $250.69. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $251.22 to $252.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $252.4350 to $253.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $253.75 to $254.74. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $254.92 to $255.8950. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $255.92 to $256.8950. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades at prices ranging from $256.92 to $257.59. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
The transaction was executed in multiple trades at prices ranging from $255.49 to $256.48. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
The transaction was executed in multiple trades at prices ranging from $256.49 to $257.48. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
The transaction was executed in multiple trades at prices ranging from $257.49 to $258.03. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.