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Rendino Kevin's Form 4/A amendment

Amended

180 Degree Capital Corp. (TURN) · filed Mar 10, 2023

Accession no.
0001289134-23-000006
Filed
Mar 10, 2023
Trade date
Sep 16-19, 2022
Filing delay
175 days
Rule 10b5-1 plan
Not on the form (before 2023)
Original filed
Sep 20, 2022

This filing lists 3 non-derivative transactions. Open-market purchases total $59.5K. It was filed 175 days after the trade.

This amendment replaces 0001289134-22-000026 (filed Sep 20, 2022).

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Rendino KevinCIK 0001289134Director, Officer (Chairman and CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 16, 2022Common StockPPurchaseAcquired+5,000$5.94+$29,700524,961Direct
Sep 16, 2022Common StockPPurchaseAcquired+50$5.94+$297525,011Direct
Sep 19, 2022Common StockPPurchaseAcquired+5,000$5.90+$29,500530,061Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

This purchase was inadvertently omitted from the original form due to a clerical error.

Read the full filing on SEC EDGAR (opens in a new tab)